MARKET CONSULTING CORPORATION
SECURITIES, OPTIONS & FUTURES CONSULTANTS
Toll Free: 888-397-9867
Email: marktcon@ix.netcom.com
Web Site: www.market-consulting.com
Experience Counts
Serving clients since 1979 as experts & consultants in
investment & trading litigation.
Settlement experts experienced in practices of NYSE member firms. NASD
Chairperson & industry consultant
University Finance professor. International lecturer on U.S. market
regulation. MIT doctorate. Se habla espanol.
AREAS OF EXPERTISE
Broker/Customer disputes:
- Stocks & bonds
- Options, commodity futures & currency trading
Derivatives including swaps
Limited partnerships, hedge funds & managed futures
Marketing of securities, derivatives & related products
Insurance including bad faith, churning, twisting & other sales practices
Other areas involving markets, trading & economics, asset management
& pension investments
Tax matters:
- IRS examinations, appeals
- US Tax Court
ISSUES
Churning (including criminal churning)
Suitability
Unauthorized trading
Options abuse
Lack of supervision
Industry rules, standards & practice, compliance
Other legal or economic work involving offering documents, marketing, or
new product development
SERVICES
Arbitration & litigation consulting
- Initial account review
- Forensic account analysis, damages & mitigation
- Assistance drafting complaint & with discovery
- Expert witness opinion, opposing expert critique, deposition &
testimony
General securities & futures industry consulting
- Economic & statistical analysis
- Due diligence for securities & futures fund offerings
- Valuation of industry firms for marketing purposes, IRS, &
courts
Mediation
PROFESSIONAL EXPERIENCE
- More than 20 years as actual consultants in the securities & futures
industries
- Experienced as reviewer of customer complaints for major brokerage firms
- Consultants to the NYSE, Options Clearing Corporation, CBOT, CME, COMEX,
Teachers Insurance & Annuity Association/College Retirement Equities
Fund (TIAA/CREF), banks & other major clients
- Have served as member of the Compliance & Legal Division of the
Securities Industry Association, Research & Trading Division of the
Futures Industry Association & various other industry-related groups
- Have served as member of the Board of Arbitrators of NASD, NYSE,
American Arbitration Association & National Futures Association
- Mediator with NASD training
- Tutor for industry competency examinations
CASES & CLIENTS
We have worked for attorneys representing both plaintiffs/claimants &
defendants/respondents nationally for two decades, including appearances in
state & federal court in numerous states, various arbitration &
commission proceedings & US Tax Court.
CONTACT
Dr. Ronald W. Cornew or other members of our staff
COMMENTS
Free initial consultation. No charge for travel time.
Please let the Experts know you found them @ Ca-Experts.Com
|